The White Collar Consult...

Surviving Federal Prosecution 14 Years Later

14 years later.

Fourteen years ago, my life got turned upside down… and not by anything I saw coming. In 2012, FBI agents showed up at my office and told me I was a subject in a securities fraud investigation. A penny stock pump-and-dump scheme worth millions. I knew right away how bad it was. They threw out sentencing guidelines on the spot – 78 to 97 months. Six and a half to eight years.

There’s no way to prepare for that. In one conversation, everything – your business, your reputation, your whole future – just feels like it’s gone.

I decided to cooperate. At the time it didn’t feel like a choice, it felt like the only move. But the four years that followed were some of the hardest of my life. Constant anxiety. Constant uncertainty. Not knowing how it was going to end. That kind of pressure doesn’t leave you.

While all of that was going on, I was working to rebuild. I switched professions. I got professional help and spiritual help. I found mentors. I went back to school, got certifications. And I threw myself into volunteer work – hundreds of hours, probably thousands. Most of it was working with young men dealing with addiction, mental health, and trying to find direction. That wasn’t about checking a box for the court. I needed it to mean something.

By the time I was sentenced, I wasn’t the same person who walked into that office in 2012. I had a real understanding of what I’d done – not just how it affected me, but how it affected my family. That part was harder than anything.

In December 2014 I pled guilty to securities fraud, wire fraud, and conspiracy. The day I went to the U.S. Marshals office to be processed, Dzhokhar Tsarnaev was making his initial court appearance. I was in the same holding area, just a few feet away. I remember thinking – how did I get here?

I cooperated fully with the government. Paid over $1.3 million in restitution. Spent four years as a confidential informant, including testifying in two trials. The government recommended five years’ probation.

I was sentenced in June 2016. Going in, I felt pretty good about it. Then the hearing lasted over three hours. I ended up with one year of home confinement. My attorney – a former federal prosecutor – and some of the FBI agents told me afterward it was one of the largest downward departures they’d seen out of the U.S. Attorney’s Economic Crimes Division.

It didn’t feel like a win at the time. It just felt like more to get through. But looking back, it was all part of the process.

Since then I’ve actually built something. A seven-figure data company. And I started White Collar Consult to help other people navigating this, because I know how isolating and confusing it is when you’re in the middle of it.

On the personal side, I got to be there for my daughter, who was three when this all started. I had time with my parents before they passed – 2019 and 2025 – time I might not have had otherwise. And I’ve stayed committed to AA. This year is 32 years sober.

Sixteen years later, I’m on the other side. I wouldn’t wish any of it on anyone. But it changed me – and honestly, it made me a better man.

 

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